What can criminologists learn from Fritz Lang?
The movie “M” : A Masterpiece of Criminology, Crime,
Norms and Values
By
Thomas Gilly, ERCES
1.
The
Film Director and the Story of the Movie
Fritz
Lang (Dec. 5, 1890 - Aug. 2, 1976), Austrian-American film director born in
Vienna is one of the world’s greatest and most celebrated artists in the
history of movies. Until his immigration to France (1933) and later to the US
(1934), Lang DEVELOPED among other
movies "Der müde Tod" ("The Tired Death," 1921, released in
the U.S. as "Between Two Worlds, "Dr. Mabuse, Der Spieler"
(1922), a two-part portrait of a master criminal, "Metropolis" (1926)
and "M" (1931). "M" (1931), starring Peter Lorre as a
compulsive child-murderer, is the first German sound film and remains the
acknowledged masterpiece of Lang's German period. “M” was his personal
favorite.
The
movie proposes a case study of an ordinary citizen who semengly
lives like all others. But “M” suffers from compulsions and mental constraints.
“M” is not an “ordinary” offender; he is a psycho-pathological serial killer of
children; he is not acting deliberately; he murders because he must do it, not
because he wants to do it. “M” knows very well that killing children is evil.
The
whole society shows concern about M’s crimes. People are afraid and feel
UNsure, all the more so as the police can not arrest him. There is a real
public campaign that is aimed at the mobilization of all parts of the society;
“M” is not only the public enemy no 1, but he is also the incarnation of evil
and bestiality.
In
the movie this image contrasts the “tragedy” of a human being who is the
prisoner of his compulsions and the victim of his mental illness. With the help
of the Berlin City “Lumenproletariat” M is captured by the gangsters of the
criminal underground world, not by the police. For those people “M” really
damages their criminal business. With every new child murder and accompanying
intensity of police investigation and the frequency of police patrols, the
gangsters consider themselves victims. They are more afraid of the “negative
effects” that result from the increasing police activities than of the children
murders themselves
For
the gangsters but also for the “Lumpenproletariat” “M” is an outsider whose
criminal activities do not only hurt their common norms and values, but also
damage their illegal business.
For
all these people it is clear that “M” must be condemned to death. According to
their opinion, the death penalty is not only the appropriate means to provide
for and to do justice; it is also the appropriate means to prevent “M” from
committing further crimes. “M’s” physical elimination is considered the best
way to re establish the normal state of their criminal affairs. For all these
people it is clear that the inherent “public order” of their sub-cultural
environment requires M’s elimination.
They all know very well that according to the
law, “M” is not responsible for his crimes and that it is very likely that he
will be placed in a hospital by virtue of a regular trial. They decide to
organize their own trial, all the more so as their experience teaches them that
it happens frequently that many of the “patients”, because of erroneous medical
expertise, are declared definitively cured of their insanity and, when
released, do it shortly afterwards again. In order to prevent this risk, they
decide to judge “M” themselves.
As
they perceive themselves as”honest people” they decide to be respectful of the
inherent rulers and guarantees of the regular criminal procedure. A real trial
is organized, with a lawyer being committed to defend the accused offender, a
“public” prosecutor, a judge and a public jury, all being chosen among the
members of the subcultures. For the
“public” prosecutor things are quite clear: M is a beast; M’s crimes are not
the fact of “honest gangsters” for whom the transgression of norms is a means
to reach desirable and honest goals like money achievement. Contra “M” cries to
the crowd: “What do you, you criminals,
really know about my tragedy? You who have chosen your profession, you who
prefer to break law rather than to work, but me who do not want to do it, must
do it, must do it, but do not want to do it?” The “prosecutor”, a dangerous
career criminal and multi-recidivist, fools him, arguing that for all of them
breaking law is a real choice that depends on the individual’s will, not a
constraint: He claims that as “M” has no
liberty of choice, as he must kill, the only solution is to kill him. For
argument’s sake the “public” prosecutor repeats that the experience teaches
that serial killers like “M” continue to kill, and that it is impossible to
cure them of their insanity after release from the hospital.
He
receives substantial support from the audience, namely the mothers of the
killed children. The defense argues:
that M, through lack of his liberty of choice, can not be considered being
responsible for his acts. “Nobody, even not the State, has the right to condemn
“M” to death. People who are ill must be placed in hospitals, not in prisons. I
do not allow that you murder this human being”. In sum the gangsters and the
members of the “Lumpenproletariat” are copying the fundamentals of the legal
criminal procedure. M is finally found guilty.
Meanwhile the police, due to systematic investigation and research, have
identified “M” as the serial killer. The success is due to systematic research that is aimed at the
identification of all people who had
medical treatment in psychiatric hospital centers and who, after being
cured of mental illness, were released
This part of the investigation is associated with a very professional
and modern scientific crime detection: the cigarette buTs collected by the
police at the scene of crime are the same as those that are found by the police
agents in “M” apartment; it is the same structure and the same cigarette mark.
But as “M” is in the hands of the gangsters, the police forces are looking
forward to arrest “M” at his home are waiting for nothing
Due to the testimony of a small time bandit, the police acknowledge that
“M” has been captured by the gangsters and the folks of the “Lumbenproletariat”
and that the hidden - place is an old brewery.
In the last moment, the police forces, due to their intervention, save
M's life. Instead of being lynched by the gangsters, and the folks of the
Lumpenproletariat he shall be judged and condemned by a regular Court. M
addresses his thanks to the police.
The last sequence of the movie dealS with the regular trial. But it
tells us nothing about the proceedings and nothing about the final sentence.
Instead we hear the judge pronouncing the usual “In the name of the German
people….” while a mother of a killed child revolts with disappointment: “That
does not bring back to me my little daughter alive – we should better
take care of our children! “. .
II
The Movie’s Criminological Relevance.
The movie’s criminological relevance can be captured on different levels
of interpretation. At first glance, the movie proposes a real criminological
case study. The offender’s personality is indeed a major concern of classical
criminology. Since the pioneers of criminology have provided for the
classification of offences and offenders, their division into groups and types,
the distinction between ordinary and not ordinary criminals, between
psycho-pathological and “normal” offenders has become an inherent part of the
discourse of clinical criminology.
Sociological approaches to crime in general and sociological deviance
theory in particular supplant “individual pathology” via of social pathology.
Even if the classical criminological question AS TO why individuals commit
crime is not irrelevant to sociological deviance theory; it is not its major
concern. Sociological approaches to crime and deviance rather focus on the
social and legal construction of crime and deviance, on the objective
conditions of criminalization of deviant behavior and on the nature and the
mechanisms of social reaction against crime and deviance. Moreover since Durkheim had supplanted the
definition of crime, that referred traditionally to the nature of crime by that
of a functional definition sociologists and deviance theorists agree with the
opinion that crime, to a certain degree, is normal; therefore it can no longer
be thought of as emblematic of social pathology.
Social reaction to crime and deviance is a major concern of modern
deviance theory. This issue is the focal center of Fritz Lang’s movie. The
movie is indeed a master piece of modern deviance theory, providing for an in
depth study of the inherent nature and complexity of social reaction.
But the movie’s originality and real innovation derives from its radical
criticism. The inherent ambiguity, but also the limits of justice require
consideration of the philosophical, social and ethical fundamentals of justice.
The complex relation between norms and values is at the heart of this
reflection.
1. The Eternal Question: Why
People Commit Crime? A Lesson on Crime and Rationality
To the question “why people commit crime” Fritz Lang’s movie gives us a
clear answer:
As
for “M”, the sexual serial killer, the answer is: he kills because he must do
it, because he cannot act in a different way.
As for the gangsters, the answer is: crime is a means to reach desirable
and honest goals; they commit crime because law breaking is the most
appropriate and successful means to reach cultural goals (money, achievement),
not because they cannot act in a different way.
It is easy to link this second answer and the inherent core-proposals of
classical anomie theory. Even if Fritz Lang’s movie tells us nothing about the
way we have to interpret this second figure regarding the “gangsters’ crime
talk, it is more appropriate to privilege Merton’s anomie theory rather than
that OF Durkheim’S. For argument’s sake the gangsters tell us that they break
law because the breaking of law is an appropriate means to reach desirable and
honest cultural goals. But this assumes (i) that these goals are not ill
conceived (as they are in Durham’s thesis), (ii) that law is broken through
lack in equal distribution of opportunities (Merton) rather than by lack of
healthy cultural goals (Durkheim), (iii) that it is likely that the cultural
context of the movies’ story is one that hyper-emphasized the cultural goals
(money achievement) while de-emphasizing the normative limits to reach those
goals (Merton).
The fundamental difference that separates this second figure from the
first one is that the former precludes a rational motivation of crime whereas
rationality is involved in the latter.
When “M” is killing, reason has left him; when the gangsters break law
they do it by virtue of a calculation; breaking law is not only reasonable, but
it is also rationalist.
1.1 Rational Choice and Sexual
Serial Killers
At a first glance this difference can be interpreted as of the relation
between crime and intelligence. This issue is a major concern of criminology;
systematic investigation and in depth study of the offender’s intellectual
state of mind and proceeding is indeed a central focus of criminology. What is important here to acknowledge is that
M’s intellectual state of mind is double-faced. M’s intellectual state of mind
is that of an ordinary citizen. Moreover his socio-professional position, but
also the way he interprets and explains his dilemma tells us that he has an IQ
that is superior with regards to “normal” peoples’ intelligence. In contrast
with the gangsters he is an intellectual. On the other hand, he is no longer
himself when he is “doing it”; reason has completely left him.
In turn, the way he chooses his victims, watches out for good
opportunity and seduces the children is a master piece of cold intelligence.
For argument’s sake, “M” has a predilection for locations where children
congregate; for instance either public fun fairs, playgrounds etc where
children easily can loose their way or feel extremely confident.
“M” seduces children by offering them chocolates or helping them to
search playthings they have lost, it happens also that he offers playthings or
a ride on the merry-go-round. All these proceedings are means to drive them
apart and kill them in a hidden place. In general, he acts in the late
afternoon or evening; when night comes “M” feels sure of himself; darkness
prevents people from identifying him, but it also prevents him from looking to
his alter–ego.
On all these accounts it would be an error to believe that “M” is devoid
of any intelligence; he uses intelligent means to prepare and to reach a goal,
not the goal that would command his reason or intelligence, but the one which
requires his mental illness. Moreover “M” proceeds in a rational way, he makes
a choice for the most appropriated-time and place and the most efficacious way
to track and seduce his victims
This assumes that Fritz Lang had already anticipated modern
criminology’s concern for rational choice theory and its relevance for sexual
serial offenders.
1.2 Crime prevention and Crime
rationale
If we compare the means – goals scheme as it is relevant for “M” with
that which is relevant for the gangsters and bandits and if we focus on the
inherent rationality of both, it becomes obvious that as far as “M” is
concerned, the means to reach an irrational goal are rational whereas for the
gangsters law-breaking is a rational means to reach a rational goal
Obviously the study in depth of this matter is very relevant to crime
prevention; it can also be helpful for crime investigation. In sum what is
involved in the movie and what explains its actuality is the relevance of
criminology for criminal justice and security issues.
2. Norms and Values. A Lesson
on Crime Culture and Crime Concepts..
According to Durkheim, crime hurts common consciousness. Durkheim argued
that an act hurts common consciousness not because it is criminal, but
inversely that an act is criminal because it hurts common consciousness[1].
Durkheim agreed with the opinion of earlier criminologists, namely Garofalo.
But he disagreed with the pioneers of criminology in many other points[2].
This last observation being put aside, it is obvious that our movie director
hold the same opinion. For argument’s sake, for all parties in the story, M’s
behavior is criminal; it hurts the collective consciousness of the ordinary
citizen, that of the gangsters and the “Lumpenproletariat”, that of the parents
who have lost their children, that of the police forces and even the
consciousness of M himself.
2.1 Crime and Common
Consciousness
Despite the diversity of all those social groups, a common consciousness
really exists. Nobody doubts that M is doing evil. It is worth acknowledgING
that as far as the movie is concerned, common consciousness is defined with
reference to morals; common consciousness holds for the moral consciousness of
the whole society. Obviously crime is defined with regards to its inherent
nature rather than with regards to its social construction. Committing crime is
evil and not limited to M's case. Even the gangsters know that what they do is
wrong and evil, although crime is heir daily business.
The first part of Fritz Lang’s
criminological lesson consists in the advocacy for the realist, not the
constructivist definition of crime. By this I mean that one of the movie’s
major aims is to make us understand that crime, instead of being the result of
social constructions, is constituted with reference to its inherent nature. And
this is exactly the fundamentals of criminology.
On this account, the movie(s message is a clear advocacy of the realist
and traditional (criminological) crime definition versus the constructivist
(sociological) crime definition.
Given the circumstance that the radical version of constructivism, namely
in sociological deviance theory, culminates with the revolting acknowledgement
that crime is the result of social reactions and collective definitions, it is
very likely that labeling theory and radical criminology are involved in the
movie’s critics of constructivism
When an act hurts common consciousness it is because, in general, this
act is interpreted or perceived as being morally deplorable or even
inadmissible. On the other hand note that not all acts that hurt common
consciousness are automatically perceived / interpreted as morally deplorable
or inadmissible acts. For argument’s sake many transgressions of cultural
habits do hurt common consciousness without being perceived or interpreted as
morally deplorable or inadmissible. For instance, when criminologists meet
together at a conference they generally introduce themselves to each other;
they do this by virtue of custom. When some people omit to introduce
themselves, then they behave inconveniently, but not in a morally deplorable or
even inadmissible way; we speak about them as people who do not have good
manners.
2.2 Descriptive and
Prescriptive Norms. Crime and Value
Custom refers to a certain state of being, a certain way of acting or
even a certain manner of feeling and thinking. Moreover these states or manners
of being and of acting are the most frequent, most popular and most regular
behavioral acts within a given society. Such a behavior can be thought as
normative behavior and the most frequent, prominent and popular states of being
or manners of acting can be thought as of norms. In philosophy we call these
norms by the name “descriptive norms”. Descriptive norms do not provide for
prescriptions, they are devoid of any information about what is forbidden or
allowed to do, about what should or should not be done. The act that hurts
common consciousness without involving a moral appreciation or depreciation is
in general the transgression of a descriptive norm, whereas an act that hurts
common consciousness because of its morally deplorable or inadmissible nature
is in general the transgression of a prescriptive norm.
Norms that provide for interdictions require sanctions; descriptive
norms, in general, do not require sanctions. For instance the participant of a
criminological meeting who doES not introduce himself is generally not
subjected to any sanction; people talk about him / her as someone who lacks
politeness. It is likely that people forget this incident and stop discussing
it shortly after it terminates. What happens when the transgression of a
descriptive norm (custom or habit), instead of being a singular incident,
re-produces several times? The agent who
repeats his behavior might be exposed to social sanction (exclusion), but it is
also possible that people become familiar with this specific behavior and
finish by accepting it without providing for any sanction.
“Crime culture” is a notion that has come to the fore of the
criminological debate. Criminologists apply the notion to situations where
crime commitment has become a normal behavior, where crime has become a custom
or habit.
For the gangsters, but also for the “Lumpenproletariat” of Berlin
breaking the law is the most frequent, popular and prominent means to achieve
money. Breaking the law is a descriptive, not a prescriptive norm.
“Crime culture” is a major concern of Fritz
Lang’s movie. For the members of the
Berlin underworld, breaking the law is business. This business is a regular
activity, it is their “normal“, daily job. On this account this specific
subculture must be thought as of a culture of crime. The way the members of
this crime culture define themselves and perceive their behavior is devoid of
any morals (moral appreciation or depreciation). Being “normal” behavior, crime
business does not require a sanction.
In this respect this chapter of the movie’s
criminological lesson deals with the nature of descriptive norms; As far as
breaking The law is a descriptive norm, it prevents the agents who transgress
the legal norm from acting in another way. Even if they know their acts are
illegal and sanctioned by law; even if they are likely to recognize that theIR
behavIOR is not morally correct, their conscientiousness prevents them from
considering their business as a case for morals. .
But this is not the only thing we can learn
from Lang regarding crime culture and the relation between descriptive and
prescriptive norms. The interaction between both is another important aspect of
the criminological lesson.
2.3
Value Adjustment
Obviously crime culture develops as the result
of the increase in the frequency and prominence of breaking the law. Experience
teaches that in a given socio-cultural context increase in the frequency of law
breaking often leads individuals to increase their tolerance. For instance it
is in the nature of the Berlin crime culture to be composed of people who
tolerate the breaking of law; and these people tolerate law breaking because it
is somewhat normal to break law. This assumes that the same people who tolerate
today certain types of criminal behavior, because of their popular and normal
nature, would not necessarily have tolerated them in the past. Obviously they
would not have tolerated them because the breaking of this or that specific
prescriptive legal norm could not be thought as of a normal social behavior. On
the other hand, it could be that the same people who tolerate today in a given
socio-cultural context certain types of offences will not tolerate them any
longer in a near future.
The process that is involved in both cases
must be thought as of the shifting of certain specific figures of law breaking
from not normal /extraordinary social behavior to normal / ordinary social
behavior and inversely. In both cases people adjust their values. In the first
case the opinion that stealing, for example, is a perfectly appropriate means
to achieve money has become mainstream opinion. By “mainstream opinion” I
understand the opinion that is held by the majority of the members of a given
social group or the majority of the members of a given society.
As for the second case, it could be that the
majority of the members of a given social group or even the whole society who
would have, for the first time adjusted their values (from intolerance to tolerance/
inappropriate or even morally deplorable behavior to appropriate or morally not
desirable or just behavior) might, by virtue of a second adjustment, return
back to their initial normative position (steeling is not normal / not
appropriate / morally deplorable behavior). This change can have different
reasons. It could be that people re-adjust their values (return to their
initial position) because the objective social conditions have changed. For
instance people profit from better, more equal distribution of opportunity
structure. Another reason could be that money achievement has become a cultural
goal that has lost much of its former prominence or stealing as a means to
achieve money, compared to other more profit making illegal means, is no longer
popular. It could also be that, due to a revival of morals in laity and in
religion, people simply will no longer agree with the opinion that stealing
property, however the conditions, is an acceptable act.
Obviously these observations apply to many other
offences. For argument’s sake, the decriminalization of homosexuality,
prostitution or even drug use was the result of collective value adjustmentS.
Increasing intolerance towards minor offences and incivilities being associated
to increasing law enforcement and increasing requirement for more and harder
punishments developed as a result of collective value adjustment.
On all these accounts, Fritz Lang’s movie is a
masterpiece about crime and values. The movie invites its audience to think
about value adjustment and to discuss this issue. It must be thought of as an
anticipation of “ecological effect theory’ (values might increase crime) or of
“cognitive dissonance affect theory” (Fiske and Taylor 1991), an issue that has
come to the fore of the criminological debate. Finally the movie is a lesson
about the inherent dynamics of the notion of crime culture.
2.4
Crime Culture’s Inherent Dynamics
“Crime is business” – that is the crime
culture’s leitmotiv. And yet the members of this crime culture do not ignore
what they do is criminal from the viewpoint of the law. This assumes
(i)
that a norm
that is thought within a specific cultural environment as of a descriptive norm
can belong to the inherent prescriptive norms of a given legal culture;
(ii)
that an act, even if it does not hurt common
consciousness – here: the common consciousness of the subculture’s members –
might be legally defined as crime and sanctioned by law;
(iii)
that a
transgression of a prescriptive norm might, but not necessarily must refer to
morals.
2.5
Formal Legal and Material Signifier of Crime
We have
here a very good illustration of the discrepancy between the formal and the
material signifier of crime. Obviously not all behavior that is
criminalized by the law – maker hurts common consciousness. The experience
teaches that the law – maker often criminalizes behavior that does not hurt our
consciousness; it happens also frequently that the law-maker does not
criminalize behavior that hurt our consciousness
The movie is again a good illustration: Stealing property is a social
behavior that does not hurt the common consciousness of the Berlin crime
sub-culture. And yet the German law-maker criminalizes the underworld’s
business activities. Even if Fritz Lang does not discuss the issue, it could be
that many citizens hold the opinion that stealing property is the result of
unequal opportunities. It could be that inequality and exclusion hurt the
public opinion’s moral consciousness; not stealing property.
Durkheim was the first sociologist to address systematically
this issue[3].
Obviously the movie’s lesson illustrates the
relevance of Durkheim’s theory for issues of
criminology.
On the other hand, our movie does not miss the opportunity to address
the fact that both concepts / definitions of crime, in general, converge, all
the evidence suggests that illegal business hurts the consciousness of ordinary
citizen who achieve their goals by legal means. For argument’s sake in the
movie this consciousness of ordinary citizen is incarnated in M’s crime talk. M
is not an ordinary criminal – he is an ordinary citizen; like all others, he
employs legal means to achieve ordinary cultural goals. When “M” addresses the
criminal nature of the underworld’s business, when he treats the gangsters as
ugly people who are doing evil because they are too lazy to gain their bread by
legal means), he talks and feels about crime like all other decent citizen, not
as a criminal. The movie addresses another case of convergence. As far as M's
murders damage the moral consciousness of the whole society, the equation:
crime = act that hurts common consciousness = act being criminalized by the law
maker is absolutely valid, and with regards to its impact, radical.
Obviously people react to crime in various ways and in different
manners. Their reaction varies in function of their cultural, social and
economical environment, but also in function of the nature of the offence and
the various modalities of its perception. We have also seen before that
informal social reaction can, but must NOT converge with formal legal social
reaction.
3. Crime and Punishment.
Variation on Social Reaction. A Lessen About the Rationale of Social Reaction
As
we have already seen, the whole society reacts negatively to M’s
assassinations. All the evidence suggests that this convergence has something
to do with the circumstance that. M is not an ordinary killer but a serial
sexual killer of innocent little children who are incapable of defending
themselves.
3.1 The Criminological and the
Victimological Rationale
It is very likely that the general and global nature of this negative
social reaction has something to do with the quality of the victimS rather than
with M's personality. This observation is extremely relevant. For instance, it
is an important observation with regards to the nature of sanctions, sanction
systems and their scientific rationale. When the offender, his / her
personality and his / her criminal behavior is the criterion, then the sanction
necessarily varies as a function of the offender’s personality and the
dangerousness of the offence. Insofar as many of our contemporary systems
provide for individualized or personalized sanctions, an inherent postulate in
the rationale of penal systems refers to the criterion of the offender and his
/ her personality. As the evaluation of the degree of dangerousness depends on
normative priorities that vary in function of the social, cultural, political
and economical change, sanction systems are necessarily subjected to change. In
systems that refer to both criteria, the judge possesses a wide range of
powers. He examines the legal qualification of the agent’s behavior and he
examines the circumstances of the agent’s behavior, but he also provides for
the study of his / her motivation and personality. This assumes that the judge,
instead of simply applying the text of the law, interprets it with regards to
the circumstances of the transgression, the motivation and the agent’s
personality. The execution of the sanction depends on this liberty of
interpretation and varies from case to case. Given the fact that criminology is
traditionally the science that
studies the criminal and his / her
behavior, the judge who examines the circumstances, the motivation and the
personality of the agent is somewhat doing the job of a criminologist. This
professional image has a long tradition in the history of criminology. Even if
this image has lost much of its former prominence, the requirements for a
humanist penal procedure and a humanist sanction system largely contribute to
its durability. Criminology remains the privilege of liberal and scientifically
legitimated penal politics.
On the other hand, a sanction system that demonstrates a major concern
for the interests of the victims is concerned with victimology
and with the reparation of the damage that is caused to the victim. The
circumstances of the offender’s behavior, motivation and personality are
outside of the bounds of victimology. It is a well
known fact that penal systems that show a major concern for the victim and
his/her interest provide for a whole gamut of sanctions that are, compared to
the former, softer to a certain degree, and harder to another degree. When the
damage caused to the victim is the focal center, then the sanction that applies
is always aimed at the reparation of the damage; it depends therefore on the
evaluation of the damage and, given that the interest of the victim has
absolute priority, it is clear that evaluation substantially involves the
victim. The experience teaches that victims are likely to evaluate their
material or corporal damage in terms of lost gains and likely to require
monetary reparation in cases where the law provides for imprisonment. On the
other hand, it could be that victims of a very serious corporal and / moral
damage require life imprisonment or even the death penalty where the penal
system, due to the liberal and humanist reform, would provide for short-time
imprisonment or even fines. It is not likely that victims, survivors of a
terrorist attack, agree with the humanitarian advocacy for the abolishment of
death-penalty. It is very likely that parents whose children are the victim of
sexual serial killers refuse to engage in a debate that is aimed at the
reparation of their damage.
Can lost life be restored? How? Is there a life-repair? Whatever is
required – neither death-penalty, nor life imprisonment or internment in a
psychiatric hospital – “nothing”, revolts the mother of the killed child in F
Lang’s movie, “can bring my daughter back to me!” .And yet victims that face
such situation often require the death-penalty, although they hold the opinion
that there is no life-repair.
This leads us to the debate about the fundamentalS of justice to be
discussed later.
It is a well known fact that some types of offences and offenders have a
larger and deeper emotional impact on the collective consciousness than other.
They attract our attention, and, in general, we react with violence and revolt.
The reason is that such offences, because of their nature, are extremely
provocative. When we face them, hear about in the radio or watch them in the TV
news, we feel with the victims and, more importantly, we identify with the
victims. “What a horrible thing, imagine that it happen to you!” – Obviously this
sort of crime talk is familiar to all of us. Violation and assassination of
children, in many regards, is the prototype.
This phenomenon is observable in all social classes, social groups and
sub-cultures. It is useful to remember the very well known fact that people
imprisoned for very dangerous offenses, namely for murder of children
accompanied with sexual violence, are not accepted as full members of the
prisoners' society and that the majority of the prisoners repel and repudiate
these offenders. Isolation and negative labeling is also applied to political
prisoners, when imprisoned with those found guilty for common offenses.
Therefore, it is easy to draw an analogy with the way the gangsters and the
members of the “Lumpenproletariat” react to “M”. Obviously the victimological
scheme is much more provocative and emotionally attractive – more popular than
the scheme that focuses on the offender.
It could be that some types of offenders provoke our emotion and
maintain our attention in a similar way. The “freedom fighter” who commits
crime in the name of liberty and justice, even the terrorist or simply the bank
robber who pulled it off without any violence and has become “in less than 15
minutes a millionaire” are – however controversial - figures that belong to
this romantic crime image. As many of us have imagined in our childhood to be a
little hero or to become a great Robin Hood and as many of us have dreamed of
becoming a millionaire without much effort, we are likely to admire and envy
these “heroes” and their “heroic acts.” We are likely to turn a blind eye to
these offences and, if we had the choice, would not apply sanctions.
Apart from these few exceptions,
nobody would be in the offender’s shoe, but everybody could be in the shoe of
the victim. In this case, the fact that we require sanctions does not derive
from the fact that we are victims, but from the fact that we might become
victims. This assumes that the victimological scheme supposes crime commitment:
in turn to identify with the victim, we do not need to be really a victim. This
assumes furthermore that people might require sanctions because they are
fearful of potential victimization.
3.2 Insecurity, Crime Prevention and
Rationality
This observation is very relevant
for the actual debate about domestic insecurity, namely the increasing feeling
of insecurity within the population. For many observers, it is obvious that the
increasing feeling of insecurity has provoked the population’s demand for more
and harsher punishment. Critical commentators – however controversial this
intellectual position might be – are likely to link insecurity polemics, penal
regression and populist penal policy.
On all these accounts, it seems to be legitimate to argue that Fritz
Lang’s direction anticipated the current insecurity debate and other
controversial issues.
On the one hand, Lang, by
providing for a critical representation of the population’s hyper-reaction that
culminates in collective hysteria and requirement for vengeance, directed the
movie in anticipation of the critical side of the actual debater.
On the other hand, Lang’s movie is a warning against hyper-criticism.
Even if people react in an exaggerated manner to crime, they react. They react
because they are afraid. When people are afraid to become victims, they have
reasons to feel unsafe; their feeling develops not “ex nihilo”. When people are
afraid it is not only by virtue of their pure imagination, but also, and in the
majority of the cases, because there are objective reasons for being afraid. M
is indeed a dangerous serial children killer. Insecurity, there is a
combination of subjective and objective factors.
By addressing the rational dimension and the emotional aspect of
insecurity, Fritz Lang anticipated a question that is fundamental with regards
to the actual debate about domestic security policy: The question is whether
and to which degree the legitimacy of criminal law making, namely crime
prevention policy, should be based on the criterion of rationality?[4]
.3.3 An Advocacy for Legal
Positivism
Fritz Lang’s rational criticism
is associated with a moral criticism The population reacts to M's crimes with
hysteria and incredible violence. Being compared to the legal dispositions that
provide for internment and medical cure the popular reaction is devoid of any
sorts of humanism. But this is only the first part of an observation that
foremost addresses the repressive vindictive potential of social reaction whose
major concern is "lex talionis" and revenge. As lex talionis
stipulates that there is need to harm, injury, put to death somebody because
he/she has upset one or caused one’s harm, injury or death[5],
lex talionis implies a
concept of justice that refers to the victim, not to the offender.
The observation’s other part is
that the victimological scheme, because of its nature (enormous emotional
reactive potential, ability to be shifted from the particular concrete/
effective case to a general/ abstract or virtual) and its reference (the
interest of the victim) has a natural predilection to provide for more and
harsher sanctions than the criminological scheme.
Fritz Lang, by staging this empirical evidence and by confronting us
with the discrepancy between the (cruel and inhuman) informal social reaction,
on the one side, and the (liberal and humanitarian) formal reaction to crime,
on the other, advocates the primacy of the formal legal reaction towards crime
upon the informal social reaction. On this account his movie must be thought as
an advocacy for legal positivism.
Even if it has become obvious during the last decades that penal
policy’s focal center has somewhat shifted from criminology to victimology, it
is worth acknowledging that criminological concerns fit the spirit and the
major topics of the criminal law systems more than considerations related to
victimological issues. For argument’s sake, the concept of the free will is
much more attractive for the criminological debate than for victimology. Note
that victimological concerns are likely to soften a strict and rigid conception
of the legality of crime and punishment. Victimological concerns might damage a
strict understanding of the legality of crime and punishment.
Should criminal law-making and penal policy be based on and refer to
major concern of criminology or should victimology be its major concern? The
discrepancy between the population’s violent and brutal reaction that refers to
the victimological scheme and the more humanitarian reaction of the criminal
law that refers to the offender requires for the criminological
preference.
Given all these observations, Fritz Lang’s movie can be easily
interpreted as the advocacy for a reasonable and extremely careful impact of
victimological concern on penal policy.
And yet this advocacy does not
preclude a moral criticism. The mother of the killed child is disappointed
about the outcome of the trial. This is disappointment with the outcome of a
regular trial, but also about the concept of justice and the sanction system
that are inherent in the positivist law, not about the sanction that is
concretely applied to “M”. What is important here is not the appropriate or
inappropriate nature of the sanction, but the inherent ethical dilemma in a
sanction system that is part of legal positivism.
This ethical case culminates with the question: Could it be that liberal penal and sanction
systems neglect the victims’ interests and major concerns? Is humanist and
humanitarian penal policy’s an absolute guideline or is it a relative value?
More emphatically: when would a humanist
criminal justice system provide for justice that hurts human consciousness?[6]
This question introduces the last section of this essay.
III
JUSTICE LESSONS
Obviously the movie confronts its audience with various concepts of
justice and with different theories of justice. For argument’s sake, lex
talionis and revenge are figures of
retributive justice and the other one is remedial or corrective
justice. The concept of justice that is involved in the mother’s disappointment
is, as mentioned already, restorative justice. The humanist, humanitarian and
liberal criminal justice is rather aimed at the offender’s remedial or correction.
Internment and cure in a hospital is the legal means for M’s remedial.
The disappointment with the outcome of a regular trial implicates the
refusal to accept a regular trial. A regular trial is a trial that is
respectful of the rules and fundamentals that govern the criminal procedure.
This assumes
(i)
that the disappointment must be
thought at least as of the disillusion about the nature and the functioning of
the institution that we call be the name “justice”. Moreover what is in
question here is the whole of the modern justice system;
(ii)
the disappointment refers to a particular
concept of justice.
By virtue of this particular concept justice is nothing but the careful
respect and the application of the fundamentals and principal rules that govern
the criminal procedure; it is somewhat the complete congruence or unity between
the judicial practice and the formal rules that govern the procedure. It is the
application of the law.
As long as we move within the limits of this positivist legal scheme we
can not be disappointed about it; neither can we question its legitimacy, nor
can we criticize it. With one exception: The formal rules are not respected.
This is not the case in Fritz Lang’s movie. The mother’s disillusion
must refer to another concept of justice. What is it and to which general
theory does it belongs?
1
Justice
for Victims and Justice for Offenders. A lesson About the Relativity of
Justice
The first answer to our question can be given with reference to
Aristotle’s distinction between natural and conventional law and justice. Thus
it is natural law that is involved in the disappointment. The disappointment
with the regular trial and the corresponding criminal justice system concerns
conventional law and justice; the cause of the disappointment is that this
system can not satisfy the requirement for natural justice. The issue refers to
a conceptual dilemma.
The second reason for the disappointment is that life that is taken away
can not be restored; there is no life-repair and whatever justice is expected
to realize it can never bring back the murdered children. This assumes that
justice, as it is ideally advocated in the movie, is genuinely aimed at the
reestablishment of the status quo ante. The concept of justice that is involved
in the disappointment is restorative justice. The equation justice =
restorative justice is another cause for the disappointment. As life can not be
restored the requirement for (restorative) justice can never be satisfied.
In this case the dilemma is not conceptual, but practical: it is the
impossibility to apply justice that is ideally aimed to restore to a specific
circumstance or situation.
But this is only a first – obviously the most logical explanation of the
parent’s disappointment. Given the categorical refusal to accept a regular
trial and the whole criminal justice, a second explanation consists in the
acknowledgment that the fundamentals of the regular criminal procedure can not
satisfy the parent’s requirement for justice. This explanation addresses the
practical aspect of the conceptual dilemma.
Regardless pf the court’s
sentence, none of the sanctions and penalties that are available can satisfy
the requirement for restorative justice. Neither the repressive, nor the
preventive or the social educative function of the sanction can satisfy the
requirement for restorative justice. Even if the movie says nothing about it,
it suggests that the whole gamut of restorative measures that are inherent in
our contemporary justice systems must fail.
To draw the analogy between this second case and the first one, the
dilemma is conceptual, not practical: The fundamentals of the regular criminal
justice can never be the means to reach and satisfy the goal of restorative
justice.
Why? Apart from the observation that
criminal justice can never be the means to restore life that is taken away, the
first and most general answer we can give to this question is that the whole
gamut of sanctions and penalties that can be applied to this particular case
refer altogether to a concept of justice that is evaluated with reference to
the interests / concerns of the involved actors. And since there is no life
repair, they are altogether symbolic measures.
. Let me successively discuss these two points
1.1 Just for the Offender –
Unjust for the Victim
As we have seen, we can distinguish between a criminal justice that
shows a major concern for the offender and a criminal justice that is genuinely
concerned with victims. In fact our contemporary criminal justice systems
demonstrate concern with both. And yet the discussion of this issue requires A
schematic distinction between both.
In the first case, the major target to which justice is aimed is to
identify the agent’s behavior as transgression of a norm sanctioned by law, to declare
his/her penal responsibility and to provide for the appropriate sanction.
Criminal justice is “just” when it is respectful of the legality of crime and
punishment, of the free will and the individualization of the penalty. It is
just when it provides the accused with an equal trial that is respectful of the
legal dispositions.
For instance, internment in a hospital, if being applied, is just with
regards to the legal statute of M’s personality. When he acts, he is devoid of
free will and not responsible and his penal responsibility can not be engaged.
In turn, internment in a hospital is not just with regards to the destruction
of the most precious good – human life. It could be also and it is likely that
it is not just with regards to the victim’s (parent’s) moral or physical damage
or with regards to their requirement for justice. Analogically, internment and
cure in a hospital is just with regards to a humanitarian penal system. But it
is not just with regards to the destruction of human life. One might even argue
that it is unjust from a humanist viewpoint, although it is humanitarian and
might be thought as of humanism.
Internment in a hospital is just as far as it fits within the interest
of ‘M’s mental illness and /or within the State’s major concern about a
humanitarian penal theory and practice.
On the other hand it could be that internment is perceived as injustice
by the victims. It is very likely that death penalty is A just penalty in their
eyes. It might be also a just measure with regards to the State’s concern about
public order and public safety. But it is not just with regards to a criminal
justice that is respectful of human being and human rights
Physical elimination might be an appropriate and therefore a just means
to provide for crime prevention; it can be also thought as of retributive
justice ("lex talionis"): As it is impossible to restore life that is
taken away, the decision to take away, in turn, the life of the man or women
who has murdered can be thought as of a just means to reestablish a troubled
ontological order. “Lex talionis” can be ethically legitimated and it can be
thought as of a figure of humanist justice. This sort of retributive justice
can be also legitimated with regards to the moral aspect of the requirement for
justice: One has taken another life; he is therefore subjected to the same
destiny. For argument’s sake the history of “lex talionis” teaches that murder
and assassination are the issues of its predilection and consequent
application.
1.2 A Critics of “Death
Penalty and “Lex Talionis”
And yet our movie rejects this
scheme of justice. It is neither an advocacy for the death-penalty nor is it a
support for "lex talionis" or retributive justice. Why? I have
already answered the question: theRe is no life repair. This assumes that,
according to the movie’s message, neither death penalty nor "lex
talionis" is an appropriate means for life repair. Given that it is
possible to argue that death penalty can be thought as of a means of reparation
that operates compensation (the loSS of life is compensated by the death of the
offender who has taken life away), the message is somewhat surprising. To
resolve the problem, one must acknowledge that the movie obviously rejects a
scheme of reparation that is based on compensation. This assumes that it is
impossible to supplant one’s life by that of another one. And this
impossibility derives from the principle that each human life has a singular
nature, an authenticity that can never be the subject of an exchange.
At a first glance the movie’s
choice is clear: It advocates the primacy of justice for the offender upon
justice for the victim. Moreover it is a clear advocacy for a criminal justice
that is respectful of human rights and the tributary of legal positivism. This
observation is the second explanation for the movie’s hostility towards death
penalty and "lex talionis".
And yet the mother’s disappointment is disappointment about the regular
trial and the fundamentals of the modern criminal justice system.
Obviously both schemes are
deficient: A criminal justice that is concerned about the offender can never
completely satisfy victims’ requirement for justice. Inversely a criminal
justice that is concerned about the victims can never completely satisfy the requirement
for an equal, a humanist and a humanitarian offenders’ justice.
Exceptionally both schemes converge. For argument’s sake, one might
argue that the application of death penalty to mass murderers who act
deliberately for ideological or other reasons can be thought as of an ethical
precept that fits perfectly within both schemes. If the nature of a humanist
offender justice consists of the abolishment of death-penalty, people whose
acts constitute very serious offences against humanity can hardly be granted
with the rights and inherent values of a humanist justice. Otherwise a humanist
justice would hold for the annihilation of both the value system on which it is
based and the offence against it; it would provoke humanity’s revolt. This
observation is quite more than a simple think-piece.
The circumstance that criminal
justice systems that had abolished death penalty for humanist consideration,
did not hesitate, for the same humanist consideration, reintroduced it, namely
in the case of Nazi criminals demonstrates the empirical relevance of this
observation. Eichmann is the best example. It is also
clear that in such cases death-penalty holds for the ethically legitimated
victims’ requirement for justice[7].
2. Normative contra Ethical
Justice. A Lesson on Deontological and Teleological Justice.
The dilemma is somewhat inherent in the scheme. It derives from the
common nature of both systems with what is called a teleological conception of
justice. Indeed in both cases, justice derives from the respect and
satisfaction of the major concerns / interests of the involved parties.
Offender justice is just when it respects and satisfies the offender’s interest
/ major concern. The same observation applies to the victim justice. A just
criminal justice system is the one that is aimed at the equilibrium between
both.
The teleological conception that is involved in both is a utilitarian
conception of justice. Justice is “just” when it is useful to the victim /
offender, or event to the State’s concern about public order and / or safety.
3.1 Against Utilitarian
Justice
. Obviously the lesson it teaches is a critical one. For argument’s sake
the gangster’s involvement in crime investigation – in sum the fact that they are
doing the “job of the police and of the criminal justice” derives from a
rational calculation. They do the “job” because it is useful for their
business; doing the job of the police and that of the criminal justice, in
their eyes, is the most appropriate and useful means to reach their specific
goal which differs from those of the police and the criminal justice system.
Even if their job is efficacious and helpful with regards to the crime
investigation, even if the role they play is substantial, the movie addresses
its morally and ethically inadmissible nature. “How can it be that you all, who
are criminals, take the right to judge criminals”? – This is M’s and the
defense lawyer’s revolting reaction towards popular informal criminal justice
that is guided by personal concerns and interests.
The message is clear: The utilitarian conception of justice must fail
because justice that is aimed at the satisfaction of the interests and major
concern of all citizen, of the whole society, is utopia; it can never reach its
goal because of the differences and the conflicts of interest / concerns that
exist and develop between individual members of the society or social groups.
This assumes that the “common good” or the “common utility” which is the
utilitarian core proposal is an illusion.
Goals (interests) are different and often antagonistic, but the means
are the same. On this account co-operation between different social actors and
groups is always possible. Different actors develop common strategies and act
in the same sense by virtue of a rational calculation. This is exactly what the
movie shows. But this rational calculation is a case for ethics. This is the
movie’s critical advice.
The core-proposal of this critical lesson about utilitarian justice is
the following one:
Justice can never be the result or the derivation of a rational
calculation that is aimed at the satisfaction of different interest and
concerns. Otherwise that what is just would derive from unjust or even criminal
interests, concerns and behavior.
Given the general and principal character of this critics, it is very
likely that Fritz Lang, if he lived in our times, would include in his critical
advise co-operation schemes between the police and members of the prison
population or even active members of the milieu, being hired as under-cover
agents or information officers hired, that are frequently used, namely within
the frame of very serious crime investigation and prevention. And it is not at
all clear that Fritz Lang’s criticism would not cover other practices, e. g.
promise of sentence compelling for witness.
This is the final message of M’s and the defense lawyer’s revolt: Even
if the rational calculation engenders the satisfaction of the interests of
both, the gangsters and the regular criminal justice, even if a somewhat common
good is involved in this rationale, this common good is always underpinned by
its opposite, crime, evil and injustice are always inherent parts in criminal
justice.
One might argue that Lang’s critique of utilitarian justice is
contradicted by the advocacy that points to the uselessness of the death
penalty. As far as there is no life repair a sanction that would provide for
and apply the death penalty is uselessness. Similarly a sanction that would
consist of M’s punishment, not of his medical treatment is, apart from its
(real or presumed) impact on crime prevention, without any social utility, all
the more so as in M’s case medical treatment, not punishment, is the
appropriate means for remedial justice.
At a first glance, the movie’s lesson about utilitarian justice is
contradictory; it is critical with regards to the “means – goals scheme” that
is involved in the fundamentals of justice, it is not critical with regards to
the sanction system. In turn, the advocacy for a medical treatment is
contradicted by the fact that treatment could not be an appropriate means to
reach victims’ requirement for justice. This observation leads us back to our
initial scheme: a sanction that is useful with regards to concerns of the
offender (remedial justice) might hurt the justice requirements of victims.
On all these accounts Fritz Lang’s lesson about utilitarian justice is a
critical one; the advocacy for a sanction that would not consist in punishment,
but that would provide for a medical treatment is an advocacy for a
humanitarian justice that is respectful of human rights, not an advocacy for
utilitarian justice.
And yet, such an advocacy is, as I mentioned before, a case for ethics.
3.2 The Limits of the
Deontological Conception of Justice.
The movie makes a clear choice
between informal justice which is guided and animated by particular interests
and formal legal justice. This assumes that concerns about offenders and
victims are involved, to various degrees, in the formal legal justice. This
further assumes that the formal legal justice is supposed to dissolve
particular justice interests and concerns into a general concern for justice.
As far as the informal social reaction against M’s crimes involves a
utilitarian and a teleological concept of justice and as far as the advocacy
for the need to provide M with a regular trial can be thought as of an absolute
postulate, Lang’s choice for the primacy of the formal legal criminal justice
is not only a celebration of legal positivism; it is also a clear choice for a
deontological conception of justice and against the teleological
conception.
And yet even if the formal legal criminal justice is, in comparison to
the informal one, somewhat less evil, it cannot satisfy the requirement for
justice. Even if the formal legal justice system’s major concern is to dissolve
particular concerns of justice into a general one that is seeking for an equal
treatment of victims and offenders, that is respectful of both the rights and liberties
of each individual and the principles of the criminal legality (“nullum crimen
sine lege”, “nulla poena sine lege”), this deontological figure of justice does
not really fit within the justice requirements that are involved in the ideal
of justice at the heart of the movie.
This observation applies not only to a formal legal criminal justice
system, it is also based on a teleological concept of justice and it applies to
a criminal justice that derives from a deontological conception of justice, although
the latter, accordingly to the movie’s message, has greater primacy than the
former.
In regards to a deontological
criminal justice, as Kant and later Rawls have imagined, it contradicts the
possibility to consider values such as good and evil as appropriate and
legitimate means to correct either the inequality or the immorality of legal
justice. Neither Kant’s categorical imperative nor Rawls absolute primacy of
the just upon the good – a think-piece that derives from the postulated primacy
of liberty upon all other political and moral values and that is largely the
tributary of the liberal US constitution support such “moral correctness” of
justice.
And yet such a possibility – another figure of teleological justice – in
Fritz Lang’s movie, it has virtually become reality. Insofar the movie provides
us wit a lesson of justice that is the tributary of Aristotle. It differs from
Aristotle in this that it does not provide its audience with a concept of
justice that is aimed at the correction of the legal criminal justice and that
can be thought as a real and serious alternative to normative justice. The
movies major concern is to question the ethical dilemma that is inherent of the
legal criminal justice by confronting it with an axiological conception of
justice.
Whatever the regular trial’s outcome may be – it can never satisfy the
justice requirement of the children’s parents. In fact it is much more
appropriate to say that the outcome of the regular trial can never satisfy the
ideal of justice that is involved in the parents’ revolt, but at the same time
it is transcending their personal requirement for justice. Otherwise the
justice requirement would refer to a “moral of victims”. This assumes that by
the notion of “moral correctness” I understand something that refers to ethical
considerations rather than to individual morals. And this explains why it is preferable to
point, as I did before, the ethical dilemma, not the moral one.
3.3 Normative and Axiological
Justice
Obviously, even if the criminal justice provides for the most equal and
respectful trial with regards to the rights and legal guarantees of the parties
that are involved, the most just regular trial is not just. Why? Because human
life and human being is an absolute good; it belongs to an order that escapes
from the one that is based on human convention. Schematically this transition
can be analyzed as of a process that supplants “crime transcendence” by that of
“crime immanence”. The offence is shifted from the natural order and the
ontological level to the conventional normative order and the existential level
of social being and social conventions. The contingency of justice and crime is
the result of this process...
The conventional normative or (positivist) legal order is aimed at the
regulation and solution of differences in and conflicts of interests of the
society’s members. The members that are involved in these conflicts are not
simply individuals but legal persons – persons who have (legally protected)
rights and obligations.
As conventions suppose the liberty to engage, the normative (positivist)
legal order supposes the individual’s free will. It involves reason. And it
supposes liberty: You are free to act and you can do what you want with the
condition that your behavior does not hurt the liberty of the other. The
offence is defined with regards to the liberty (the right to do) of each
citizen, not with regards to an eternal natural and objective order of goods
and values that transcends the individual and that is not concerned about his /
her liberty. Therefore the offence is the transgression of the norm that
defines the citizens’ respective liberty of action and provides for its legal
protection.
What is in question here is
justice that (i) is always respectful of the positivist law (the law as it
results from social convention), (ii) derives from the subjective rights of the
individuals.
Obviously the dilemma the movie discusses is inherent in the normative conception
of justice. By this I mean that justice is always an inherent figure of the
legal norm, never an inherent figure of values, that it comes into existence
and exists by virtue of the legal norm, not by virtue of values and that it
depends on the auto-referential validity of the positive law, not on the
validity of an external axiological order or system. Insofar as the normative
conception of justice advocates the primacy of norms upon values, axiological
concerns can never alter the absolute principle that is to provide the person
with inherent rights and the person’s right with intrinsic validity. This is
the core proposal of deontological justice.
Natural justice or justice that refers to a natural or transcendental
order shows no concern about the interests or the rights of human beings,
namely victims and offenders. The
trouble of the order that is caused by the offence can never be the subject of
normative legal arrangement or regulation.
The preceding observations lead us to the following conclusion.
The parent’s are disappointed with a normative justice; a normative
justice implicates that the possibility
to think of human life as of a conventional legal order has become reality.
Human life and human beings can never be the subject of a normative deal, a
legal arrangement or regulation. No deal can be made, even one which
incorporates the death penalty.
3.4 The Original Requirement
for Justice and the Experience of Fate
As there is no possibility for a
normative deal, as the law can not provide for justice and as penal justice is
irrelevant to justice, the remains of justice is its original and authentic
involvement in fate. ”Fate” in classical Greek tragedy denotes evil as it is
involved in metaphysical and religious justice.
In the final analysis, the parents revolting disappointment reflects the
tragedy of those who are confronted with ad suffer but can not understand evil.
It happens, we can neither change what happens, nor can human beingS prevent
what shall happen; there is no escape – that is the original sense of the
factual nature of evil. And the original requirement for justice derives from
the experience of this factual nature.
Even M can not understand what happens to him.
The movie ends with the parents’ consolation: “Take better care of your
children”. Given the irrevocable nature of fate, this is a little comfort. But
this is the only one as no human justice can face fate; no human justice can
have an impact on evil that simply happens and that is neither just nor unjust,
although is perceived as the greatest injustice.
INSTEAD OF ACONCLUSUION
Fritz Lang’s Staging of
Ancient Greek Tragedy. An Advocacy for Modern Critical Understanding of
Catharsis.
Fate ‘evil) as it is involved in metaphysical or religious justice is
neither just, nor is it unjust. Since the factual nature of evil escapes human
intelligence, the requirement for justice is incarnate in the general and
diffuse complaint about that what happens and can not be understood. Through
lack of understanding the reasons and causes of evil, people accuse other
people; it is somewhat a means to identify a cause. The accusation transforms
the impossibility to think of justice as of an issue that is accessible to
human being into a concrete reality.. The accusation involves the designation
of the guilty person. With the accusation, the complaint looses its original
indistinctive nature; it requires vengeance. Vengeance is the original form of
retributive justice. In Ancient Greek tragedy, the complaint and the accusation
refer to an order that provides the incomprehensible fate and the enormous pain
with sense. The order is troubled and the pain that is involved in that trouble
requires vengeance. And this order, which provides vengeance with
legitimization and which is its final cause, is called by the name of justice.
In Ancient Greek tragedy it is the chorus that pays attention to that
order and that refers to it in order to achieve the catharsis. In Fritz Lang’s
movie vengeance is the major concern of the “vox populi”... Thus the public
opinion’s requirement for vengeance can be thought as of the role and function
of the ancient Greek chorus; it is somewhat like the modern version of the
classical chorus. There is another important aspect in the movie that remembers
the Greek tragedy: The pain of Electra and Medea is
enormous and without end; they suffer but can not change anything; they suffer,
but cannot understand their fate. Is there a difference in nature between these
classical figures and the parents?
On all these accounts “M” is one of the most original and successful
transfers of ancient Greek tragedy from the stage to the movie. The observation
is valid also with regards to staging of both the catharsis and the original
structure of the tragedy. When we are watching the movie we are likely to agree
with the “vox populi” which requires vengeance. The “vox populi” as it is
staged in the movie reflects, to a certain degree, our own voice, the voice of
the public that is watching the movie. The reason is that the movie version of
the classical chorus is the means to achieve the catharsis in which we who are
watching are involved (our catharsis).
The screenplay reproduces the inherent structure of the classical Greek
tragedy. At the first instance, a singer leaves the chorus and answers its
questions, At a second time, an actor who replies to the requirements of the
members of the chorus enters the stage. A third and a fourth actor are
introduced at later times by Aeschylus and by Loophole. The movie confronts us
with exactly the same scheme: The process that consists of the differentiation
between the chorus as a whole and a single member (singer) is translated at the
movie level as differentiation between the public opinion (vox populi) as a
global not differentiated entity that speaks with one voice and several
sub-groups or sub-cultures; e. g. the gangsters, the “Lumpenproletariat” and
even the police. Each of these groups (collective persons) “replies” in its own
way to the requirements of the “vox populi”, without leaving the scheme.
With “M” is introduced a personality that is foreign to the chorus and
holds an opposite opinion. At a first glance, the parents who express their
revolting disappointment at the end of the story are members of the chorus and
representatives of the “vox populi". In fact they distance themselves from
public opinion which requires vengeance and also from the normal criminal
justice system. In fact we must take them aside, all the more so as they
constitute the focal center of the conflict that opposes the metaphysical or
natural concept of justice to that of conventional justice.
On the other hand, note that the movie differs from this classical
scheme in the sense that the chorus is a negative institution; this observation
is valid with regards to both its justice concerns and requirements
(controversial from a moral viewpoint; deplorable from the viewpoint of a human
justice; inadmissible from the legal viewpoint) and the catharsis. In classical
Greek tragedy the catharsis’ major aim is therapy: the requirement for justice
(vengeance) has a therapeutic effect with regards to the social order and with
regards to the consciousness of the people who are watching the play. By
confronting us with “M’s case, by
constraining us to pay attention to M’s and his lawyer’s critical assessments
and by staging the revolting disappointment of the parents, Fritz Lang troubles
the original therapeutic aim and effect that is inherent of the classical
scheme. He destroys its prominence and the therapeutic effect that explains its
actuality and popularity. And finally he denounces the reason that explains the
success of popular crime and thriller movie.
The catharsis’s aim is shifted from the concrete to a meta level. The
catharsis’ successful achievement depends on its therapeutic impact upon its
original therapeutic aim and effect. The best therapy is the one that helps us
to critically reflect on the old one and to recognize the negative result. “M,”
the lawyer and the parents help us to achieve this goal. And they can help us
to achieve this goal because they are playing the role of the chorus in Lang’s
movie. What happens is that the old chorus is supplanted by a new one that
incarnated somewhat the critical consciousness of the old one. The members of this
new critical chorus, M, the lawyer and the parents achieve critical catharsis.
This modern and critical version of catharsis is largely the tributary
of the inherent project of the philosophy of Enlightenment. It requires a
justice that is respectful of the positive law and shows a major concern for
human rights.
There is no substitute for legal justice; nothing, not even the most
diligent and the most altruist moral outworker that can long for a regular
trial. The conflict between the requirement for justice in which fate is
involved, between this original experience of evil involving metaphysical and
religious justice and the justice requirement of the positivist law can not be
resolved. No human justice can successfully face fate. This conflict is relevant
to the individual’s experience of evil, not to justice. Whatever the regular
court’s sentence may be – no sanction, no penalty, even not death penalty, can
satisfy the requirement for justice that is involved in the parents’ revolt,
not only because there is no life repair but also because there is no
compromise between two figures of justice that are completely different with
regards to their nature.
And yet, despite its inherent contradictions, positive law is the best
and most appropriate justice system. Fritz Lang’s lesson clearly relates to the
tragedy of crime as it is experienced in modern times.
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[1]E. Durkheim, in
‘:De la Division du travail’ PUF, Paris 1950, 7, notes: “Il ne faut pas dire qu’un acte froisse la conscience commune parce
qu’il est criminel, mais qu’il est criminel parce qu# il froisse la conscience
commune.” ( It is wrong
to say that an act hurts common consciousness because it is criminal, but we
must say that it is a crime because it
hurts common not right consciousness)
[2] In contrast to Garofalo, who developed a catalogue
of different types of crime and criminals which referred to the concept of the
nature of crime, Durkheim refused to define crime with regards to its nature.
[3] Durkheim
argued that the law-maker might criminalize acts that do not hurt common consciousness.
Even if Durkheim held the opinion that an act is
criminal because it hurts common consciousness, he observed that the law-maker
might criminalize behavior that does not hurt our consciousness. According to Durkheim it
is the formal social reaction, namely the legal qualification or definition in
general, and the penalty in particular, that constitute the scientific criteria
that allows to identify an act as crime. But this does not mean that the legal
construction and definition of crime is the cause of the emotional reaction to
crime, this means that the legal definition offers the sociological access to
different types of solidarity, it is the key that opens the door to the latter.
[4] In “An Advocacy For Investigation And Fundamental
Theoretical Discussion Of The Complex Relations Between Crime, Ethics And
Social & Political Philosophy” ( 2004); I’ve discussed this issue in depth.
[5] Lv 24, 20; EX
21,23-25, DT19,21.
[6] Obviously this question has been and continues
to be exteremely relevant for crime against humanity.
I will discuss this issue later in this essay.
[7] Other cases – however controversial – can be
thought as of the same scheme : Terrorist attacks against innocent people,
namely children and women or even serial sexual abuse and assassination of
young girls as a means to achieve moner (Affaire Dutrou in Belgium)