Ancient Greek Cultural “Proto-Racism”
Were the Ancient Greeks
Racists?
By Michael Bakaoukas M.Sc., Ph.D., Philosophy Lecturer, The Univesrity of Piraeus, Greece, Technical and Vocational Teacher
Training Institute (SELETE,ASPAITE), Greece, Consulting Fellow in Greek
Philosophy at Radical Academy, Oregon, USA
ABSTRACT. Were the ancients Greeks “racists” in the
modern sense of the term “racist”? The terms ancient
Greek “proto-racism”, tribalism (and/or racism)
are used here to denote the abstract, narcissistic notion that not only the non-Greek barbarians, but also
certain ancient Greek tribes (like the Macedonians, the Boeoteans
etc.) should be excluded from the Hellenic community, for they were considered
to be inferior compared with the general Hellenic civilization.The
present paper analyses comparatively the social phenomena of ancient Greek
tribalism and modern racism in order to answer the following question: “what
distinguishes the ancient Greek racism
from the modern one?”. The basic philosophical and
sociological question to be answered, running through the whole paper, is the following: “Could modern scientific,
biological racism have evolved in ancient
Were
the Ancient Greeks Racists?
Isaac's notion of 'proto- racism' among ancient Greeks and Romans, with
the qualifications I have mentioned, is convincing and unproblematic. Debate
and disagreement are likely to revolve around the transition from ancient
'proto-racism' to modern racism: are the similarities or the differences more
important? And of course here objections will be raised that in etymological
terms, it is anachronistic to speak of 'race' in ancient Greek and Roman
discourse. We have to wait until the nineteenth century for the words 'race' and
'racism' to begin to assume the meanings that we give to them today; ancient
terms such as ethnos or natio are not
synonyms.
Craige Champion, Scholia Reviews, ns 14 (2005) 10
THE ANALYSIS and
interpretation of the concept of ancient
Greek racism presupposes that the concept at issue was formulated by the ancient Greeks in a
specific social-historical context. Nevertheless, it is admitted by scholars
that the ancient Greeks had not formulated the modern concepts of “race” and
“racism”, which over the past 200 years writers from
“Physical differences between peoples have been observed throughout
human history; all over the world people have developed words for delineating
them. ‘Race’ is a concept rooted in a particular culture and a particular
period of history which brings with it
suggestions about how these differences are to be explained”
M. Banton, “The Idiom of
Race: A Critique of Presentism”, Research in Race and Ethnic Relations, 1980,
“Whatever the longer-term history of images of the ‘other’ in various
societies and historical periods it does seem clear that only in the late
eighteenth century and early nineteenth century does the term ‘race’ come to refer
to supposedly discrete categories of
people defined according to their physical characteristics”
Martin Bulmer & J. Solomos
(ed), Racism, General Intoduction, Oxford University Press, 1999 p. 8
“Before 1800 [race] was used generally as a rough synonym for
‘lineage’. Βut over the first half of the
nineteenth century ‘race’ (and its equivalents in a number of other European
languages) assumed an additional sense that seemed, initially, tighter and more
scientific. This usage was evident, at its simplest, in the growing conviction
that there were a finite number of basic human types, each embodying a package
of fixed physical and mental traits whose permanence could only be eroded by mixture with other
stocks”.
M. Biddiss, Images of Race,
In other words, in ancient Greek antiquity, bondage,
racial discrimination and racial prejudice had nothing to do with physiognomy
or skin color. It is true that various Greek writers
insisted that slavery should be reserved for ‘barbarians’, but they considered
Ethiopians no more barbarous than the
fair Scythians of the north. Skin color and other
somatic traits they attributed to the effects of climate and environmnent. The ancients put no premium on racial purity
and were unconcerned with degrees of
racial mixture. It is important to emphasize that the overall Greco-Roman view
of blacks was highy positive. Initial, favorable impressions were not altered, in spite of later
accounts of wild tribes in the far south and even after encounters with blacks
had become more frequent. There was clear-cut respect among Mediterranean
peoples for Ethiopians and their way of life. And, above all, the ancients did
not stereotype all blackcs as primitives defective in
religion and culture”.[1]
In this sense, we should be very careful not to categorize the ancient Greek as
white racists. In treating racism which
is so alive today, nothing is easier
than to read back twentieth-century ideas into ancient Greek texts which in reality have quite another meaning. As Snowden put
it:
“In the entire corpus of evidence relating to blacks
in the Egyptian, Greco-Roman, and early Christian worlds, only a few concepts
or notions (such as the classical somatic norm image and black-white symbolism)
have been pointed to as so-called evidence of anti-black sentiment. These
misinterpretations and similar misreadings of the
ancient evidence, however, are examples of modern, not ancient, prejudices […]
And this is precisely what some modern scholars have done: misled by modern
sentiments, they have seen color prejudice where none
existed.
In summary, despite abundant textual and
iconographic evidence to the contrary, Bernal and many Afrocentrists
have used "black," "Egyptian," and "African"
interchangeably as the equivalents of blacks/Negroes in modern usage. According
to this misinterpretation, ancient Egyptians were blacks, and their
civilization, an important part ot the heritage of
blacks of African descent, has been ‘covered up’ by white racists (sc who draw
their arguments from the ancient Greeks).”
Frank P. Snowden, Jr.,
“Bernal’s ‘Blacks’and the Afrocentrists”,
in Lefkowitz, Mary and Guy MacLean Rogers (ed.),
Black Athena. Revisited, The
Therefore, we are
not justified in projecting our modern racial prejudice to ancient Greek
mentality. To avoid such an anachronism, we shall make use of the ideal-type construct of modern racism in
our attempt to analyse the way in which the ancient Greeks discriminated
against some specific “phyletic” (Greek and
non-Greek) groups (“phylae”).
This is actually the historical method of Max Weber according to whom “the
language which the historian talks contains hundreds of words which are
ambiguous constructs created to meet the uncosciously
conceived need for adequate expression, and whose meaning is definitely felt,
but not clearly thought out”[2].
The term or idea created at issue is “the ancient Greek racism” which does not
necessarily reflect an essential property of the ancient Greek reality.
Despite the
negative criticism the Weberian method of “ideal
types” has received, it does feature a number of positive elements. According
to this method, the empirical reality is not objective. “Real” is what we
associate with values and meaning, which is always chosen by the individual. In
this sense, the Weberian “Idealtypus”
of ancient Greek racism is a schema
constructed by the historian or the philosopher, which he then projects on (and
compares with) the complex ancient Greek reality. However, one has to cut it
loose from the connotations of modern-day racism and analyse the ancient Greek
racism within the
framework of the cultural, religious and political conditions of Antiquity.
This is exactly the method that has been followed in the present study, in an
effort to present in full and in a critical spirit ancient Greek racial
thought. The ancient Greek “racism”
as a type of discriminatory, differentialist
behaviour, in the modern sense of the word, never existed. However, it could
help researchers understand the ancient Greek racial prejudice, testing
constantly the limitations of the “ideal type” of “ancient Greek racism”, by
comparing it with the sources and the new discoveries of modern science. Modern
science and society construct – in search of causality– “ideal types” in their
attempts to comprehend the inner rationality of unprocessed historical
evidence.[3]
Such an unprocessed historical evidence on the ancient Greek racism is provided by
Aristotle who connects racism with slavery as follows:
“Others, clinging, as they think, simply to a principle of justice (for
law and custom are a sort of justice), assume that slavery in accordance with
the custom of war is justified by law, but at the same moment they deny this.
For what if the cause of war be unjust? And again, no one would ever say that
he is a slave who is unworthy to be a slave. Were this the case, men of the
highest rank would be slaves and the children of slaves if they or their
parents chance to have been taken captive and sold. Wherefore Hellenes (Greeks)
do not like to call Hellenes slaves, but confine the term to barbarians. Yet,
in using this language, they really mean the natural slave of whom we spoke at
first; for it must be admitted that some are slaves everywhere, others nowhere.
The same principle applies to nobility. Hellenes regard themselves as noble eveywhere, and not only in their own country, but they deem
the barbarians noble only when at home, thereby implying that there are two
sorts of nobility and freedom, the one absolute, the other relative … What does
this mean but that they distinguish freedom and slavery, noble and
humble birth, by the two principles of good and evil? They think that as men
and animals beget men and animals, so from good men a good man springs. It is
often the case, however, that nature wishes but fails to achieve this result”.
Aristotle’s Politics 1255a-1255b (Barker,
1948: 17-21 and Ross, 1927: 293-295)
Aristotle provides us with a justification
of the ancient Greek racism as a form
of slavery. On his account, natural slaves are only the non-Greek barbarians
who have to be a sort of mental and cultural defectives, lacking the capacity
for being good and rational in the Greek way. That is to say, the ancient
Greeks discriminated against the “barbarians” on the basis of cultural, not
biological, traits, as, in Aristotle’s words, “nature wishes but fails to
achieve this result” (op. cit and 1252b7-9)[4].
Mutatis
mutandis there are at least two kinds of situation in which the ancient Greek cultural racism arises:
1.
Frontier situations, in which a politically
organized Greek group, with an advanced technology and education, encounters
another such (Greek or non-Greek) group whose levels of technology and
civilization are lower, e.g. the non-Greek Scythians or the Greek Macedonians.
This is the 4th century B.C.historical
context in which Aristotle says that
“where then there is such a difference as that between soul and body,
or between men and animals (as in the case of those whose business is to use
their body, and who can do nothing better), the lower sort are by nature
slaves, and it is better for them as for all inferiors (sc barbarians) that
they should be under the rule of a master. For he who can be, and therefore is,
another’s, and he who participates in rational principle enough to apprehend,
but not to have, such a principle, is a slave by nature”
Aristotle’s Politics 1254b (Barker,
1948: 61 and Ross, 1927:292)
Arising from this
appear to be a number of particular
problematic situations of metropolitan ancient Greek societies that are
recurrently regarded as racial problems:
2.
Situations in which a particular group of outsiders
(“xenoi”) is called upon to perform a role, which,
although essential to the social and economic life of the ancient Greek polis,
is in conflict with its value system, or is thought to be beneath the dignity
of the society’s own members. For example, Greek and non-Greek aliens (“xenoi”), slaves and freedmen of the ancient polis were the only ones occupied with
banking and business in the modern sense of the word. From an economic point of
view, the ancient Greek citizens (“politai”) were
mainly rentiers. They were not merchants or
entrepreneurs, who conducted business from their office. In Antiquity whoever
did not limit oneself to utilisation of
wealth (vermögen)
and budgetary management (Haushalt), but
tried to gain profit out of his capital (acquisitive activity - Erwerb), was
considered banausos, a man “not of the knightly kind”.
According to Max Weber, the ancient Greeks set apart from citizenry the banausos, the
(Greek or non Greek) person who pursued profit by peaceful means, as understood
in modern terms.[5]
The
first kind of situation existed when the “barbarians” were at the gates of
In his book The Invention of Racism in Classical
Antiquity (2004) Benjamin Isaac has produced a revisionist study on the
topic of ancient Greek racism. Many classical
scholars agree with Frank M. Snowden, who argued in two well-known books that
the world of Greek and Roman antiquity was remarkably free of what we should
call racial prejudice.[7]
Isaac challenges such views, arguing that there are unmistakable instances
throughout Greek and Roman literature of what he calls “proto-racism”. His aim is
“to contribute to an understanding of the intellectual origins of racism
and xenophobia”, and “to show that some essential elements of later racism have
their roots in Greek and Roman thinking”.[8]
Whether or not
one agrees with Isaac's contention will largely depend on one's conception and
definition of racism. Isaac defines racism as follows: “an attitude towards
individuals and groups of peoples which posits a direct and linear connection
between physical and mental qualities. It therefore attributes to those
individuals and groups of peoples collective traits, physical, mental, and
moral, which are constant and unalterable by human will, because they are
caused by hereditary factors or external influences, such as climate or
geography”[9].
The crucial point for Isaac is the fact that racism does not allow for “the
possibility of change at an individual or collective level in principle. In
these other forms of prejudice (sc modern nationalism), the presumed group
characteristics are not by definition held to be stable, unalterable, or
imposed from the outside through physical factors: biology, climate, or
geography”[10].
Nevertheless, he concedes that it is obvious that Greek and Roman forms of
group prejudice based on unalterable physical factors are not the same as
racism in the modern sense of the term.[11]
The crucial link
between modern racism and ancient Greek
“proto-racism” in Isaac’s conception is the ancient preoccupation with
environmental determinism. Here two key ideas emerge: that people can only
become worse as a result of relocating to different climates and geographical
locations; and that once environmental factors have determined degenerate
characteristics, these characteristics cannot be undone, even when an entire
people permanently relocates to an optimal climate. Judging by the chapter 14
in the Hippocratic treatise Airs, Waters,
Places concerning the heredity of acquired characteristics, Isaac maintains
that the environmental-determinist approach was the predominant one among
Greeks and Romans for explaining collective differences among peoples, and that the rigidity of this
approach in Greek and Roman “proto-racism” informed more recent and insidious forms
of racism.[12]
However, this enviromentalist approach is weak,
since, as Craige Champion points out:
“This is an assertion that is certainly open to challenge. A rival
ancient explanation for collective characteristics stressed political and
social institutions. Indeed, it can easily be argued that state organization is
the single most important causal factor in ancient Greek theory on collective
characteristics. Plato maintains that the ‘politeia’
is
'the nurse of men' (‘Menex.’ 238c). The idea
that institutional structures determine collective characteristics is at the
root of Plato's ‘Republic’ and ‘Laws’, and Aristotle's
‘Politics’. In a famous passage Aristotle stresses the primacy
of political association, stating that human beings are 'political creatures'
(‘Pol.’ 1253a1-29), and even in
the environmentalist tract ‘Airs, Waters, Places’ we find
concession to the mitigating factor of governmental institutions (Chapter 16).
In a famous passage on the educative function of flute-playing in ancient
Craige Champion, Scholia Reviews, ns 14 (2005) 10
In other words,
it is admitted by scholars that the primacy of cultural, political and social
institutions in Greek thought for determining
collective characteristics is the basic characteristic of the ancient
Greek racial prejudices.[13]
The ancient Greek cultural groups of genos, phyle, ethnos, phatria, and polis
as the cultural cause of the ancient Greek racism
The ancient Greek cultural racism at issue perhaps is most evident in
the discussions of Athenian notions of autochthony and Greek xenophobia. Isaac
provides a useful discussion of the idea of autochthony and “pure lineage” at
“At the beginning of known history we find the typical patrician city of
The
truly fundamental element in the formation of a “polis”, however, was always thought
to be the fraternization of the sibs into
a cult community: the replacement
of the “prytaneia” of individual families by a common “prytaneion” of the city in which the prytans took their
communal
meals. In Antiquity this formation of a "fraternity" did not only
mean, as in the Middle Ages, that the coniuratio of
the burghers, in becoming a commune, also adopts a saint for the city. The confraternity of Antiquity signified much more: the very
foundation of a new local commensal and
cultic community, for there was no common church, as in the Middle Ages, of
which everyone was already a member before the formation of the city fraternity. To be sure, Antiquity had always known interlocal cults in addition to those of local deities. But the form of religious activity most central for everyday life
was the cult of the individual clan, which in the
Middle Ages did not exist, and this
was always firmly closed to outsiders and
thus an impediment to fraternization.
Such family cults were almost as severely restricted to the members as were
the cults of
Among
the associations which entered into a fraternal relationship in the cultic
city-association we find, significant already at a very early stage and surviving into very late periods, the “phylae” and “phatries” in which
everyone had to be a member to be considered a citizen[15]. About
the “phatries” we can with
certitude say that they reach back into a time antedating the “polis”. Later
they were primarily cult associations, but also exercised some other functions;
in
In
the urban constitution of later periods the “phatries”
were treated as subdivisions of the “phylae” (and in
Members
of the “phylae”
and “phratries”, “tribus” and “curiae” were, as
“active” or “passive” citizens, all
participants in the army of the “polis”, but only the members
of the noble clans were "active" citizens—i.e., only they shared in
the offices of the city. Hence the term denoting a “citizen”
is at times directly identical with the word for a member of the patrician
"families". The attribution of
a family to the nobility was here, as elsewhere, without doubt originally tied to the family
charismatic dignity of the district
chieftaincy; […]
Anyone
not belonging to the urban, clan-associated, and militarily trained warriorship — and
that means above all any free rural resident: “agroikos”, “perioikos”, “plebeius”
— was economically at the mercy of the urban nobles. This was due to a number of factors: The exclusion from all political power, which also meant the exclusion
from active participation in all judiciary activity at a time when the
determination of law had not yet
assumed a form strictly bound by firm rules;”
Max Weber, Economy and Society, edited by Guenther Roth & Claus Wittich, II, ch. ΧVI. “Τhe
Classical Greek racial prejudices against the Greek Macedonians
As Max Weber pointed out (op.cit.),
only the members of the
“phylae” and “phratries” of the polis could be
“active” or “passive” citizens, all
participants in the army of the polis;
only they could share in the offices of the
city. Anyone
not belonging to the urban, clan-associated, and militarily trained warriorship could be considered as a barbarian outsider
irrespective of his Greek or non-Greek origin. In Greek Antiquity every polis had always interlocal cults in addition to those of local deities along
with individual clans, which were always firmly
closed to outsiders and thus an impediment to fraternization for every Greek or
non-Greek outsider. This was actually the cultural (not biological) cause for
the (metropolitan) ancient Greek racial discrimination against the Greeks
Macedonians; that is, why the (metropolitan) Greeks considered their northern Greek neighbors, i.e., the Macedonians, not only different, but
also inferior. In his biography of
Alexander the Great (356-323 B.C.) Peter Green attributes this cultural
discrimination to the fact that the Macedonians made up a story about being
descendants of Hercules, sliced a dog in two for the purposes of ritual, used a
less prestigious Greek dialect, ran the
country with "retrograde political institutions" (that is, the
Macedonians were more like the Mycenean Kings or like
the feudal Europeans with noblemen acting like feudal barons owing personal
service to their king), their fighting style was ineffective (until Alexander
the Great's father, Philip, learned from the
Thracians among whom he was sent for education and as a youthful hostage), they
were oath-breakers, they dressed in bear pelts, they regularly drank to excess,
they were assassinators, and they were incestuous. Aristotle and Alexander
maintained a close relationship while student and teacher. Surprisingly, in
later years, Aristotle's and Alexander's relationship deteriorated because of
their opposing views on foreigners. Aristotle regarded foreigners as
barbarians, while Alexander did not mind intermixing cultures. Perhaps
Alexander did not mind mingling cultures due to the fact that, although being
Greek, like the Sophists of his age, he did not adopt the ancient Greek
cultural racism at issue. This was a touchy subject for Alexander. He felt
uneasiness later at his father's second marriage when he killed a man for
mentioning that Philip should have a "true" heir. [17]
Let us see some
more Macedonian “anti-racist” behaviors which
differentiated them from the rest of the Greeks. Their difference was mainly
cultural, not biological, since it is proven by Andronikos’
exscavations in
Classical
Greek racial prejudices against Greek and non-Greek strangers
The Greeks of central
The antithesis between Greek and (Greek or
non-Greek) barbarian stranger was present in the mind of the ordinary Greek. It
must not be forgotten that the chief means whereby the Greek made contacts with
the barbarians was slavery and war. For the most part the Greeks met the
barbarians on war against other Greeks, e.g. the Macedonians, or against non-Greeks, eg.,
the Persians. This must have played a large part in determining the ordinary
Greek’s idea of the barbarian and in encouraging his contempt for him as an
inferior hostile being. Futhermore, the ordinary
slaves the Greeks encountered in their daily lives were only different in language
and culture (“logos”) and not in colour. Hence they
could, and did, acquire this Greek culture by long residence in
It would
appear that the further outwards one proceeds from metropolitan
The biological similarity between the Greeks
and the Barbarians
There is a point in
this connexion which we should clarify. It is
admitted that racism can be articulated in terms of race or of culture,
mind-sets, traditions, and religions. Mutatis mutandis, the ancient
Greek cultural racism is like the
“new cultural racism” which does not just biologize
the cultural, it acculturates the biological. The new and ancient cultural, differentialist racism is predicated on the imperative
of preserving the group’s identity, whose “purity” it sanctifies; it
stigmatizes the mixing of cultures as the supreme mistake and supports a system
of exclusion (separate development and rejection of the strangers). As we have
seen, the ancient Greek cultural racism applies this system of exclusion
to Greek and non-Greek strangers; a fact that shows us that the main emphasis
in Greek thought about racial differences does not fall on the biological “purity”. That is, the ancient Greeks
could not be scientific racists in the modern sense of the term. The
development of Greek hostility towards the barbarians was due to cultural, not
biological, differences between them. Herodotus and Homer present the barbarian peoples alongside the Greeks as part of the whole human world without
stressing any biological dissimilarity. On the contrary, there is plenty of
evidence that the ancient Greeks believed in the biological similarity between
all human beings.
During the time of the rise and consolidation of the Greek polis (6th-4th
c. B.C.) the main emphasis in Greek thought about racial differences falls not
only on the differences between the
Greek cities, but on all the variations of appearance,
language and custom recorded by Hecataeus and
Herodotus; and of course from the time of the Persian Wars we find that across
the whole picture runs the deep dividing line between
“Hellene” and “barbarian”. At the same period, we can trace some growth
of the conception of the unity of all mankind, as a product of conscious rational thought. The human race
was regarded as an aggregate of all individual men; a notion which is implied, no doubt, in the world maps of Anaximander and Hecataeus; the same assumption underlies the work of Herodotus. In
this period down to the end of the fifth century it is easier to find indications of the conception of man as a specific
being, a distinct type with certain typical characteristics that mark him
off from gods on the one hand and from animals on the other. In a sense this
idea of humanity existed from the earliest times: it
is implied in the use of the Greek word “anthropos” (man)
which is the etymological root of the modern word “anthropology”. Obviously, “man” is separated from other animal
types by physical characteristics. In Homer
men had been “speaking beings” (aydeentes).
The importance of “logos” (speech) as the common, unifying attribute of
all men is repeatedly apparent in later literature, e.g., in Protagoras’ myth with its distinction between man and
non-speaking animals (ta aloga; Plato Protagoras 321
c).
Such ideas led the Greeks by 400 B.C. towards a clear grasp of the concept
of the unity of mankind. In the closing decades of the fifth
century B.C., when the traditional pattern of divisions between men was
increasingly called in question, we find a good deal of evidence for growing
awareness in many quarters of the idea that
all men, Greek and non-Greek, are members of a single human race. It
occurs here and there in the dramatists,
e.g., in a choral fragment from the Alexander of Euripides (Nauck Eur. 52), which
develops denial of the importance of high birth into a striking assertion of
the single origin and nature of mankind. The same view is voiced by the
Sophists, notably of course by Antiphon in
his double attack on divisions within society and between Greek and
non-Greek. His appeal is to a universal physical characteristic: «we all
breathe into the air through mouth and nostrils” (87B 44). Thucydides has a
place in the same picture, for his historical thinking is founded on the assumption that there is such a thing as
“human nature” everywhere the same. Most
important source of all, however, for this period is one with which both
Antiphon and Thucydides have much in common: the works of the medical writers,
whose evidence proves the assumtion at issue. This is
reflected in the Hippocratic Corpus under the title On Human Nature
(“Peri Physios anthropou”). Thus the writer of Prognostic, probably
Hippocrates himself, points out that “the same symptoms have the same meaning everywhere in
Nevertheless,
this anti-racist ancient Greek approach is by no means so highly
developed or so generally accepted as is sometimes supposed. The ancient Greek racial prejudices
aforementioned were always enforcing the ancient Greek cultural racism at
issue. Baldry
describes this racism as follows:
“The unity of mankind cannot be said to occupy more
than a very minor place in Greek thought in the fourth century or even in the
third. It may be, of course, that the evidence for the time of the
Peloponnesian War is deceptive: much of
it comes from the medical writers and those close to them, and their views may
be untypical, giving us an exaggerated impression of the spread of such ideas
in their time. One can all too easily overestimate the importance of beliefs expressed by a small
intellectual minority, while forgetting that the majority found it
difficult to see beyond the horizon of the polis; or to overcome the
limitations that slavery and other facts of their life imposed upon their
sight. But I think it can also be said
that in the fourth and third centuries the minds of those capable of a wider
vision were dominated by two strains of thought which overshadowed the concept
of mankind as a whole. One of these was Pan-Hellenism, now more consciously realised, more positive, and in some minds more aggressive
than before. In a sense this was a tendency towards a wider unity, but it
also deepened the dividing line between Greek and “barbarian”; and the shift of
view which now saw the antithesis as one between cultures rather than between
races, bringing some foreigners by birth on to the Greek side of the fence, did
little as yet to weaken the division itself. The outstanding spokesman of this
outlook in the fourth century is of course Isocrates,
and to show that he is no isolated exception there is the fifth book of the “Republic” and the “Menexenus”.
After Alexander far be it from me to attempt to sum up in a single
sentence the relationship between Greeks and the rest; but I take it to be
largely true that the old antithesis
persisted in a new form, setting those who
shared the Hellenic language, education and mode of life apart from
those who did not. The unity of the
Hellenistic world was to a large extent a projection outwards of the
unity of
What
are the implications of all this for the
Greek view of foreign peoples ? By the beginning of the third century B.C. two
trends of thought, neither completely new, had
come to the fore to modify the attitude of some Greeks, at any
rate, towards the old conception of the
division between Greek and foreigner: first, acceptance of a type of culture
and civilisation, use of the Greek language and
acknowledgment of Greek standards, rather than race, as the criterion marking
off “Hellene” from “barbarian”; second, the belief that true wisdom and moral
worth can raise their possessors above such barriers, which have importance
only for the conflict-ridden majority of mankind. Among those who held it this
belief obviously went far towards undermining the idea of a divided world,
Greek contrasted with non-Greek. We have not yet reached the picture, however,
of a world-society in which not only those who enjoy Hellenic culture, not only
the wise, but all peoples, or at any rate
all civilised peoples, have a place.”.
H.C.Baldry, "The Idea of
the Unity of Mankind", 1961, 176-177, 188-189
My own view is that a substantial anti-racist criticism of the antithesis
between Greek and barbarian, together with the claim that the true
division lay between good and bad, went back to various earlier thinkers; in
this case, perhaps especially to the Stoic Ariston,
who was one of Eratosthenes’ teachers at Athens (4th-3rd
c. B.C.). But the one who really prevented the
cultural cleavage between Greek and non-Greek peoples was Alexander the Great.
Obviously there was food for deep thought for the Greek mind in the thoroughly
“un-Greek” attitude which Alexander the Great adopted towards “barbarians” who
had other gods and spoke other tongues, treating at least one “barbarian”
nation as equal to his own, and through inter-marriage and other means involving Greeks in a mixing of peoples
which cut across the prejudices that most Greeks had accepted for so long. The
geographer Eratosthenes in his Geographica criticised the
division of mankind into Greeks and barbarians, and also the advice given to Alexander (as Plutarch tells us in De
Alex. I 6, by Aristotle) to
treat Greeks as friends and barbarians as enemies. He said it was better to
make a division according to good qualities and bad, “for many of the Greeks are bad, and many of
the barbarians civilised” (I iv, 9). The division
Eratosthenes put forward in place of Greek
and barbarian was something like «civilised» and «uncivilised», with good government, practised
in many parts of the earth, as the
criterion of merit. Looking, at Alexander’s world with the geographer’s eye, Eratosthenes
argues that there are other civilised peoples besides
those who can be labelled
Greek. Here for the first time, we have the concept of a multi-racial and multi-lingual civilised humanity, put forward by a Greek whose picture of
mankind included non-Greek centres of civilisation comparable with his own, to all of which the same standard must apply.[19] This
Alexandrian, or Hellenistic, anti-racist outlook is testified by the following
evidence on Alexander the Great’ anti-racism:
"... I wish all of you now that the wars are
coming to an end, to live happily in peace. All mortals from now on shall live
like one people, united and peacefully working forwards a common prosperity.
You should regard the whole world as your country -a country where the best
govern-, with common laws and no racial distinctions. I do not separate people
as many narrow minded others do, into Greeks and Barbarians. I’m not interested
in the origin or race of citizens. I only distinguish them on the basis of
their virtue. For me each good foreigner is a Greek and each bad Greek is a
barbarian. If ever there appear differences among you, you must not resolve
them by taking to arms; you should resolve them in peace. If need be, I shall
act as your negotiator. You must not think of God as an authoritarian ruler,
but you should consider him as common father, so that your conduct resembles
the uniform behavior of brothers who belong to the
same family. For my part I consider all -whether they be white or black-,
equal, and I would like you to be not only the subjects of my common-wealth,
but also participants and partners. Within my powers I shall endeavor to fulfill all my
promises. You should regard the oath we have taken tonight as a symbol of
love..."
THE
“OATH” OF ALEXANDER THE GREAT
-
SPEECH BY ALEXANDER THE GREAT
-
AT OPIS (
-
[Pseudo-Kallisthenes* C;
Eratosthenes]
SUMMATION
From
ancient Greek cultural racism to
modern Greek nationalism.
To recapitulate, scholars
agree that the majority of the ancient Greeks found it difficult to see beyond the
horizon of the city-state or to overcome the limitations that slavery and other
facts of their life imposed upon their sight. That is to say, the ancient
Greeks did not reach the picture of a world-society in which not only those who
enjoy Hellenic culture, not only the wise, but all peoples, or at any rate all
civilized peoples, have a place These
research findings explain the ancient Greek cultural racism at issue; they also
give us the reason why many ancient Greeks called the ancient Greek Macedonians
uncivilized barbarians.[20]
According to Thucydides, Andriotis, Chatzidakis and Wilkes, in the eyes of many ancient Greeks,
many Greeks, e.g., the Macedonians, the Epirotes, as
well as the Boeotians and the Thessalians
were barbarian, uncivilized Greek tribes. Thus, Andriotis
also argues that the designation “barbarian” was attributed by ancient writers to other
uncivilized Greek tribes, as well, such as the Epirote
tribe of Chaones (Thuc. 2.80). Chatzidakis agrees on this
asserting that as was the case with Macedonians, some included
Chatzidakis and Andriotis also attempted to prove and defend the greekness of the ancient Macedonians. On the contrary, some
scholars (like Vladimir Georgiev and O. Muller)
supported that the ancient Macedonians were not Greeks. However, the
archaeological findings of the Greek archaeologist Andronikos
in
Nevertheless, the
debate about the origin of the ancient Macedonians is not over. Modern Greek
nationalists and the (
[1] See David Brion
Davis, “The Expansion of Islam and the Symbolism of Race”, in Martin Bulmer
& J. Solomos (ed), Racism,Oxford University Press,
1999, p. 62 and Frank Snowden,
“Images and Attitudes”, in Martin Bulmer & J. Solomos
(ed), Racism,Oxford
University Press, 1999, p. 30.
[2] Max Weber, The Methodology of the Social Sciences, Glencoe, 1949, pp. 92-93.
[3] On Weber’s
“ideal types” see V. Ehrenberg, “Der griechische und der hellenistische Staat”, in A. Gerke (ed.), Einleitung in
die Altertumswissenschaft III 3 (1932), 11-41; M. B. Sakellariou,
Polis, pp. 38-40 ff.; Aron Raymond, Les étapes de la pensée sociologique,
1984, pp. 298 ff.; Buck Kaplan, ‘Βureaucracy: Weber’s Ideal Type’, Jan. 1995,
http://wizaerd.ucr.edu; Aron Raymond, La sociologie allemande contemporaine,
1974, ch. 3, and Anthony
Giddens, Capitalism
& Modern Socia1 Theory, Cambridge Univ. Presss,
1971, p. 41.
[4]On Aristotle’s
treatment of slavery see Barnes,
1995: 256-257; Smith, 1983; Fortenbaugh, 1977.
[5] See Max Weber, “The Origin of Modern
Capitalism” in Max Weber, General
Economic History, trans. Frank H. Knight, New Brunswick NJ, Transaction,
1981, 1995 print, p. 331
and Max Weber, Economy and Society, edited by Guenther Roth & Claus Wittich, pp. 1356-1358. Aristotle equates this acquisitive
economic activity to “apolaustikon i chrematistin vion”, a life dedicated to the pursuit
of money and pleasure by means of material goods. Weber’s view on the ancient
Greek (patrician) ideal regarding possessive economic activity, according to which
neither profit nor wealth is an end in itself, is confirmed by Aristotle as
follows: “Most people prefer pleasure.
For that reason they lead a life of pleasure […] they appear to be slaves to
this kind of life […] like Sardanapalus […]
money-oriented life is not of the knightly kind, and it is clear that wealth is
not the ultimate goal. It is just a means to achieve something else” (
[6] See John Rex, “The Concept of Race in
Sociological Theory”, in Martin Bulmer & J. Solomos
(ed), Racism,Oxford
University Press, 1996, pp. 335-337.
[7] On ancient Greek
and Roman racism see Benjamin Isaac,
The Invention of Racism in Classical
Antiquity, Princeton and Oxford: Princeton University Press, 2004; Craige Champion (Department of History,
Syracuse University New York), Scholia Reviews,
ns 14 (2005) 10; F. M. Snowden, Blacks in
Antiquity: Ethiopians in the Greco-Roman Experience, Cambridge, Mass. 1970;
idem, Before Color Prejudice: The Ancient View of
Blacks, Cambridge, Mass. and London, 1983; L. A. Thompson, Romans and
Blacks, Norman and London 1989; A.
N. Sherwin-White, Racial Prejudice in
Imperial Rome, Cambridge 1967.
[8] Benjamin Isaac, The Invention of Racism, op. cit., pp.4-5
[9] Benjamin Isaac, The Invention of Racism, op. cit., p. 23
[10] Benjamin Isaac, The Invention of Racism, op. cit., p. 27
[11] Benjamin Isaac, The Invention of Racism, op. cit., p. 1: “I certainly do not claim that we are dealing here with the
specific form of scientific racism which was the product of the nineteenth century”.
[12] Benjamin Isaac, The Invention of Racism, op. cit., p. 503.
[13] On the
importance of politics for the ancient Greeks, see P. A. Rahe, “The Primacy of Politics in
Ancient Greece”, AHR 89.2 (1984),
265-93 and Craige Champion, Cultural Politics in Polybius's Histories,
Berkeley and Los Angeles, 2004, passim.
[14] See Benjamin Isaac, The Invention of Racism, op. cit., pp. 114-24, 134, 514.
[15] Even though, as Andrewes points out, there is no reliable study of the
ancient Greek family institutions, the Weberian study
can form a valid introduction to research into this field. See Ant. Andrewes,
Greek Society, Hutchinson, 1967, in
its Greek translation, MIET, Athens, 1987, p.400; G. Grintakis, G. Dalkos,
Α. Chortis, Kinoniki kai Politiki Organosi stin Ellada [Social and Political Organisation in
Ancient Greece], OEDB, Athens, 145, note
1; G. Glotz,
La Solidarité
de la famille dans le droit criminel en Grèce, Paris, 1904; and testimonies on phratries in M.
Guarducci, “L’ Istituzione
della fratria”, Memorie dei Lincei, VI, 6, 1937.
[16] For similar Weberian opinions see also Max Weber, “The Origin of Modern Capitalism” in Max Weber, General Economic History, trans. Frank
H. Knight, New Brunswick NJ, Transaction, 1981, 1995 print, 321 ff. See also Michael Bakaoukas,
Ancient Greek Anti-Capitalism, 2005, passim.
[17]See Peter Green, Alexander
of Macedon 356-323 B. C.: A Historical Biography,
[18] On Macedonian’s
semi-barbarian origin see Richard Stoneman, Honorary Fellow,
[19] See H.C.Baldry,
"The Idea of the Unity of Mankind", 1961, 181-2, 191-2.
[20] See H.C.Baldry, "The Idea of the Unity of
Mankind," in C. Swhalb, H. Diller,
O. Reverdin, W. Peremans, H.C. Baldry, A. Dihle, Grecs et Barbares, Six exposes et discussions, Entretiens
sur l antiquite classique, tome VIII, Geneve,
4-9 Sept. 1961, pp. 176-177, 188-189 and G.
Chatzidakis, On
the Greekness of the ancient Macedonians, Karavias, Athens, pp. 5, 10 (in Greek).
[21] See N. Andriotis, On the language and the Greekness of the ancient Macedonians, Macedonian Popular Bibliotheque, Thessalonike, 1952, p. 22 n. 18 (in Greek); J. Wilkes, The Illyrians, Odysseus, trs. in Greek Ava Peppa, Athens, 1999, pp. 143-144; Chatzidakis, Macedonians’ greekness, op. cit., pp. 5, 10, 13; and C. Swhalb et al, Grecs et Barbares, op. cit., 69-82, 169-204.
[22] For the disagreement about the origin of the ancient Macedonians, see O. Muller, Ueber die Wohnsitze, die Abstammung and die altere Geschichte des Macedonischen Volkes, Berlin, 1825; V.I. Georgiev, Die Trager der kretisch-mykenischen kultur, ihre Herkunft und ihre Sprache, Sofia, 1937; Chatzidakis, “Macedonian greekness”, op. cit., p. 7 ff.; Andriotis, “The Greekness of the ancient Macedonians”, op. cit., p. 12.
[23] See my articles and papers: (1) “THE ORIGIN OF EUROPEAN NATIONALISM. MODERN GREEK NATIONAL IDENTITY”,
Allport, G. W. (1954), The Nature of Prejudice,
Andriotis,
N. (1952), On the language and the Greekness of the ancient Macedonians, Macedonian
Popular Bibliotheque, Thessalonike,
1952 (in Greek)
Andrewes,
Bakaoukas, Michael (1999), "The History of the Greek Barbarians", Fortnightly Independent Political Review
Anti 692 (1999), pp. 26-31
[idem]
(2000), "What did the barbarians mean to ancient Greeks?", Historia Illustrated, 385, 2000, pp. 34-39
[idem]
(2000), "Greek Arvanites and Albanians: two
different ethnies", Kyriakatiki Avgi,
[idem] (2002), “THE
ORIGIN OF EUROPEAN NATIONALISM. MODERN GREEK NATIONAL IDENTITY”,
[idem]
(2005), Ancient
Greek Anti-Capitalism. A Weberian Perspective, Xlibris,
Baldry H.C., Swhalb
Η., Diller H., Reverdin O., Peremans
W., Dihle A. (1961),
"Grecs et Barbares", Six exposes et discussions, Entretiens sur l' antiquite classique, tome
VIII, Geneve, 4-9 Sept. 1961, 69-82, 169-204
Baldry,
H.C. (1961), "The Idea of the Unity of Mankind," in C. Swhalb, H. Diller, O. Reverdin, W. Peremans, H.C. Baldry, A. Dihle, Grecs et Barbares, Six
exposes et discussions, Entretiens sur l antiquite classique, tome VIII, Geneve,
4-9 Sept. 1961, pp. 176-177, 188-189.
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M. (1980), “The Idiom of Race: A Critique
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[idem]
(1987), Racial Theories,
[idem] (1988), Racial Consciousness, New
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P. (1994), “The Perception of
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Barnes,
J.(1995), The
Benjamin
Isaac (2004), The Invention of Racism in
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Bernal, M. (1987), The Afroasiatic Roots of Classical
Civilizations. Vol. I, The Fabrication of Ancient
Biddiss, M. (1979), Images of Race,
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David Davis (1999), “The Expansion of Islam and the Symbolism of Race”,
in Martin Bulmer & J. Solomos (ed), Racism,Oxford
University Press, 1999
Bulmer
Martin & Solomos J. (eds)
(1999), Racism, Oxford University
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Chatzidakis, G., On the Greekness of the ancient Macedonians, Karavias,
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E. (1995), From Barbarians to New Men:
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Anthony (2000), Capitalism & Modern Socia1
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criminel en Grèce, Paris
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Grintakis,
G. – Dalkos, G.-
Chortis, Α. (2000), Kinoniki kai Politiki Organosi stin Ellada [Social and Political Organisation in
Ancient Greece], OEDB,
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M. (1937), “L’ Istituzione
della fratria”, Memorie dei Lincei, VI, 6, 1937.
Guthrie,
W.C.K, (1989) The Sophists, [
Hall,
E. (1989), Inventing the Barbarian: Greek Self-Definition Through Tragedy,
Hall,
Jonathan (1997), Ethnic Identity in Greek
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Hannaford,
Harrison,
Thomas (2000), The Emptiness of
Kaplan, Buck (1995),‘Βureaucracy:
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(in Greek; 2nd ed.)
Lefkowitz, Mary, “Afrocentrists wage war on ancient Greeks”, Wall Street Journal,
[idem] (1996), “Not out of Africa. How afrocentrism became
an excuse to teach myth as history”, Basic Books,
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Athena. Revisited”, The
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M. C. (1997),
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W.D. (1927), Aristotle.
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Μ. Β. (1999), Polis. An
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A. N. (1967), Racial Prejudice in Imperial
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